AM Compliance Division

We have an entrepreneurial environment and our focus is on delivering results for our clients. We believe in teamwork and will provide you the required support and tools to succeed in your role. Your specific duties and responsibilities will include:

• Providing day to day support to clients in executing compliance deliverables.
• Drafting, executing and supporting the compliance monitoring and testing program and performing desk reviews and test checks to assess the status of compliance.
• Assisting clients in obtaining their desired regulatory license/s.
• Drafting fit for purpose compliance and anti-money laundering policies and procedures.
• Conducting KYC reviews for clients managed by any of the group entities.
• Assist in providing training on compliance, AML and corporate governance topics.
• Keeping abreast of relevant laws, rules and regulations and ensuring that any changes to these are reported and reflected in the relevant policies, procedures and compliance programs.
• Assisting in promoting the firm at various industry and promotional events.

• Direct experience in dealing with regulatory authorities such as the SECP, SBP or DFSA, ADGM, QFCRA and the FCA.

• Between 5-9 years’ overall experience with 5 or more years of direct compliance and/or Anti-money laundering experience within the financial services industry.
• Direct experience in creating and implementing regulatory compliance programs within a financial services organization.
• Proven track record of policy and procedures drafting and implementation and ongoing execution of requirements.
• Proven track record of compliance program requirements, including testing and risk assessment protocols.